“Greenboard offered better solutions, more features, more tech and AI enabled, just more cutting edge.”
Christian SzautnerCCO · TIFF
- 2 → 1
- Vendors consolidated
- 7M+
- Emails archived
- Est. 60%
- Reduction in third-party manager diligence time
Materially bettercompliance software.
Run compliance better, faster and get more done with
- 750+
- Regulated financial firms served last quarter, and counting
- 35,000+
- People served last quarter, and counting
Customers
Real results from teams running on Greenboard
“The AI capabilities and the compliance expertise behind them make me far more comfortable in how we operate.”
Doug ThalhammerCCO · FSG / ICA
- 40+
- Firms supervised in one console
- 99.1%
- Fewer eComms false positives
- 2 wks
- Implementation to go-live
“I can’t say they like compliance, but I can tell you that advisors love Greenboard.”
Adam BoyerCCO & COO · JMG Financial Group
- 5 → 1
- Point solutions consolidated
- 3 days
- Exam response preparation
- 100%
- Attestation completion
“Whatever we came up with for marketing reviews, it had to move as fast as the content creators moved.”
Alex StickelmanCCO & COO · Root Financial
- 24 hrs
- Weekly time saved on marketing review
- 70+
- Greenboard users
- 20%
- MoM headcount growth enabled
In their words
“Greenboard helps us detect risk and automate more of our compliance program than was previously possible — and it’s easy to use.”
“The personal support, the AI capabilities, and the backing from real compliance expertise make me a lot more comfortable knowing we’re doing things the right way.”
“I can’t say they like compliance, but I can tell you that advisors love Greenboard.”
“Whatever we came up with for marketing reviews had to move as fast as the content creators moved. Huge thanks to the Greenboard team.”
Run your entire compliance program from one modern system powered by GreenboardGo
Our mission
AI to increase human agency in support of a culture of compliance
in service of financial organizations with fiduciary obligations.
- 2023
- Year founded; AI native.
One system of action
Independence from fragmented tools.
Archiving, firm compliance, employee compliance, and marketing review belong in one system, where the work and the record of the work live together.
Automation everywhere
That's Go.
AI-native automation built into every workflow rather than a chatbot layered on old tools. It drafts, triages, and routes so your people decide.
Software your team will love
Decades of usability research, applied.
Every workflow is built to reduce friction for the people outside compliance, because a culture of compliance only happens when the tool actually gets used.
Exam-ready by default
WORM-based and 17a-4 compliant.
Unified recordkeeping designed for CCO peace of mind, so an exam request becomes a query instead of a fire drill.
Privacy worth trusting
Enterprise-grade security, human supervision.
Protect the firm’s critical data with smarter supervision methods that build trust with your people instead of eroding it.
Fiduciary care
A pact with our users, not just a promise.
Greenboard holds a strong fiduciary pact toward the betterment of our users, with governance mechanisms in place to ensure that responsibility continues no matter how the company grows.
All-in-one compliance for financial services
Financial Advisors
RIAs running lean programs that still need to pass a full SEC exam.
Private Funds
Fund managers juggling investor commitments, side letters, and personal trading.
Hedge Funds
High-velocity trading desks that need supervision without slowing the floor.
Broker Dealers
FINRA-registered firms with layered supervisory structures and 17a-4 obligations.
Fintech Platforms
Growing fintechs that need compliance to keep pace with the product.
Regulatory Registration
New registrants standing up a compliance program from day one.
Leading auditability and recordkeeping
Built-in regulatory guidance: WORM and 17a-4 compliant
Enterprise-grade security and privacy: SOC 2 Type 2
Built for AI-native compliance teams.
See how your program runs on one system. Implementation is measured in weeks, not quarters.