Make everyone a compliance champion

The next generation AI-native system of action
for SEC and FINRA compliance.

Run your entire compliance program from one unified system — powered by

Thank you!

Oops! Something went wrong while submitting the form.

Trusted by 500+ financial institutions

How it works

Tools

Automation

Experience

Books & Records

Privacy & Security

Unified and action-centric compliance

Declare independence from fragmented tools. Greenboard connects archiving, firm compliance, employee compliance, marketing compliance, and many more workflows into one system where unified tasks and records live.

Automation everywhere. That’s Go

GreenboardGo is AI-native automation built into every compliance workflow — not a chatbot layered on top of old tools.

Compliance software your team will love

Greenboard's user experience incorporates decades of usability research and new AI-enabled ways of working — reducing friction and building a real culture of compliance.

Exam-ready out of the box

Built on WORM-based, 17a-4 compliant architecture, Greenboard's unified recordkeeping is battle-tested and designed for CCO peace of mind.

You're in good hands with Greenboard

Enterprise-grade security and privacy that protect your firm's critical data — with smarter supervision methods that replace invasive oversight and build trust instead of eroding it.

Built for highly regulated financial institutions with enterprise-grade security and scale

Leading auditability and recordkeeping

Built in regulatory guidance: WORM and 17a-4 compliant

Enterprise-grade security and privacy: SOC2 Type 2 compliant

Solutions

All in one compliance for financial services

Service Partners

Financial Advisors

Private Funds

Hedge Funds

Broker Dealers

Regulatory Registration

Case study

Real results from teams using Greenboard

Financial teams across private funds, advisors, and fintech rely on Greenboard to surface risk, prioritize reviews, and recover value across complex portfolios.

Root Financial

JMG Financial Group

FSG/ICA

"Whatever we came up with for marketing reviews, it had to move as fast as the content creators moved. Huge thanks to the Greenboard team!"

Alex Stickelman
CCO & COO

24 hours

Est. weekly time saved on marketing review

70+

Greenboard users

20%

MoM headcount growth enabled

"I can’t say they like compliance, but I can tell you that advisors love Greenboard."

Adam Boyer
COO & CCO, JMG Financial Group

100+

Greenboard users

Legacy Systems Consolidated

60%+

Est. Reduction in Compliance Onboarding Time

"The personal support, the AI capabilities, and then the backing from the compliance expertise makes me a lot more comfortable... knowing that we're doing things the right way."