Greenboard vs COMPLY

See why experts choose Greenboard over COMPLY (formerly ComplySci)

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Materially better compliance software

Complete SEC & FINRA Compliance

Centralize all key compliance functions including archiving, marketing reviews, trade testing, and more. Now you can run your entire compliance program in one place instead of across multiple legacy software solutions.

Broader Functionality, Better User Experience

Human-first design coupled with broad feature functionality and AI assistance. The result is modern software that allows our clients to stay a step ahead of regulators.

Open AI Architecture

Our open AI architecture stands out as the most thoughtful and defensible when regulators come knocking. It also allows you to address compliance risks specific to your business, which is a key regulatory requirement.

A Quick Summary

Both platforms offer a variety of compliance tools that enable firms to manage their ongoing securities compliance requirements. Greenboard stands alone in feature breadth, usability, and defensibility.

Best-in-Class Brokerage Feeds

AI-powered Compliance Calendar

Automated Vendor Due Diligence

AI-powered Code of Ethics Automation

Observable AI Architecture

Industry-Leading Lexicon, Random-Sampling, & AI-powered Communications Archiving

AI-powered Marketing Reviews

Automatically Generated Trade Blotter

Faster Go-live Timeline

KYE/Code of Ethics

Audit and Document Logs

Conflict of Interest Reporting

Table above accurate as of 06/05/2025

Trusted by hundreds of leading financial institutions of all sizes

Backed by top silicon valley venture funds and capitalized for continuous innovation

"The personal support, the AI capabilities, and then the backing from the compliance expertise makes me a lot more comfortable... knowing that we're doing things the right way."

Doug Thalhammer

— CCO, FSG

“I can't say they like compliance, but I can tell you that advisors love Greenboard”

Adam Boyer

— CCO & COO, JMG Financial Group

"Whatever we came up with for marketing reviews, it had to move as fast as the content creators moved. Huge thanks to the Greenboard team!"

Alex Stickelman 

— CCO & COO, Root Financial

"Helps us detect risk and automate more of our compliance program than previously possible...easy to use"

Brook Powers

— CEO, Fiduciary Financial

“Greenboard has completely transformed our workflow….its reliability and strong security features give us peace of mind. I highly recommend this platform to any business looking to modernize operations and scale efficiently.”