Employee Compliance

Employee Compliance, Modernized

Greenboard's know-your-employee (KYE) system handles attestations, pre-clearance, exception reporting and more via a modern easy-to-use UI.

Greenboard's know-your-employee (KYE) system handles attestations, pre-clearance, exception reporting and more via a modern easy-to-use UI. This covers:

  • Trades

  • Private Placements

  • Political Contributions

  • Outside Affiliations

  • Initial Public Offerings

  • Gifts & Entertainment

  • Exception Reporting & Trade Testing

  • Policy review and sign-off

  • Anything else - our system is fully customizable via a task-builder interface (see below)

Our thesis around building better software for KYE software is simple: in a world where the lion's share of work at covered firms occurs on screens, the quality of the digital experience a compliance team offers their stakeholders will has a material impact on adherence to policies and the firm's culture of compliance (or lack thereof).

Each Access Person or Supervised person workflow in Greenboard includes educational elements out of the box and elements to psychologically nudge employees to report on the entirety of the information they are obligated to report.


To learn more about our employee compliance offering request a demo here.