Streamlined RIA Registration
Cost-effective registration, enabled by modern technology. Handled with care by a team with 3000+ registrations under our belt.
SEC & State Registration
Navigating the SEC and State registration process can be complex and time-consuming. Greenboard simplifies this journey with our automated, tailored approach, helping you achieve compliance faster and with greater confidence.
Easiest Registration Option
Greenboard automates key steps in the registration process, reducing manual tasks and ensuring a smooth experience. After an expert consultation, we gather all necessary information to facilitate your firm’s registration.
Filings without Fear
We manage filings with the appropriate state and federal regulators, covering every detail to ensure full compliance from the start.
Backed by top venture firms and already trusted by clients with billions in AUM
"I wish I had done it sooner"
#1 thing new RIAs say after the Greenboard registration process
Expert Guidance
Navigate the complexities of the registration process with expert insights on entity structuring, custody requirements, registration pathways, and tailored solutions for your business needs.
Customized Documents
Our AI-enabled workflow allows for customization of documents to ensure your filings match your business exactly. Other providers provide templates, which often times are flagged by the SEC as insufficient.
ADV Part 1
ADV Part 2A
ADV Part 2B
ADV Part 3 (If applicable)
Investment Advisory Agreement
Financial Planning Agreements
Investment Policy Statement
Policies & Procedures Manual
Code of Ethics
Business Continuity Plan
Comprehensive Compliance
Gain confidence in your compliance journey. We provide guidance not only on ongoing requirements but also on your entire business operations, helping you align compliance with your firm’s broader vision.
Learn more now:
+1 (332)-455-1462
Get your questions answered by a member of the Greenboard team.